Broker Check

10 Key Wealth Management Issues

Investment Planning Issues*

  • Asset Allocation
  • Diversification
  • Correlation of Investments, Funds, and Managers
  • Concentration Issues
  • Passive Loss and Passive Income Issues
  • 1031 Exchange
  • REIT
  • Stock Options

Cash Flow and Debt Management Issues

  • Credit Products Issues
  • Coordination of all Credit Products
  • Banking Services Issues

Family Risk Management Issues

  • Life Insurance Coverage
  • Long-Term Care Coverage
  • Disability Income Coverage
  • Liability/Casualty Coverage
  • Power of Attorney Issues
  • Continuity Issues
  • Control Issues

Retirement Planning Issues

  • Investment Concerns/Issues*
  • Contribution Issues
  • Pre-59 1/2 Distribution Issues
  • 59 1/2 to 70 1/2 Distribution Issues
  • Required Minimum Distribution Issues

Education Planning Issues*

  • 529 Plans
  • Coverdell Education Savings Plans
  • Educational Trusts

Legacy Planning Issues

  • Titling of Assets Issues
  • Selection of Executor/Trustee Issues
  • Gifting Issues
  • Charitable Gifting Issues
  • Gift and Estate Tax Issues
  • Control Issues

Business Planning Issues

  • Employee Benefits
  • Business Financing
  • Business Risk Management

Special Situations Planning Issues

  • Special Needs Planning
  • Divorce Planning
  • Life Changes Planning

Tax Issues

  • Income Tax Preparation
  • Accounting Services

Coaching Points

  • Continuing Education


*  These services are offered by Jack Oujo through his affiliation with H.D. Vest Investment ServicesSM and H.D. Vest Advisory ServicesSM.

Asset allocation and diversification does not assure or guarantee better performance and cannot eliminate the risk of investment losses.


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The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker - dealer, state - or SEC - registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

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Securities offered through Avantax Investment ServicesSM, Member FINRA, SIPC, Investment advisory services offered through Avantax Advisory ServicesSM, Insurance services offered through Avantax Insurance AgencySM.

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